Thursday, December 10, 2009

Bose–Einstein model of a photon gas

In 1924, Satyendra Nath Bose derived Planck's law of black-body radiation without using any electromagnetism, but rather a modification of coarse-grained counting of phase space.[51] Einstein showed that this modification is equivalent to assuming that photons are rigorously identical and that it implied a "mysterious non-local interaction",[52][53] now understood as the requirement for a symmetric quantum mechanical state. This work led to the concept of coherent states and the development of the laser. In the same papers, Einstein extended Bose's formalism to material particles (bosons) and predicted that they would condense into their lowest quantum state at low enough temperatures; this Bose–Einstein condensation was observed experimentally in 1995.[54]

The modern view on this is that photons are, by virtue of their integer spin, bosons (as opposed to fermions with half-integer spin). By the spin-statistics theorem, all bosons obey Bose–Einstein statistics (whereas all fermions obey Fermi-Dirac statistics).[55]

Stimulated and spontaneous emission


Stimulated emission (in which photons "clone" themselves) was predicted by Einstein in his kinetic analysis, and led to the development of the laser. Einstein's derivation inspired further developments in the quantum treatment of light, which led to the statistical interpretation of quantum mechanics.

In 1916, Einstein showed that Planck's radiation law could be derived from a semi-classical, statistical treatment of photons and atoms, which implies a relation between the rates at which atoms emit and absorb photons. The condition follows from the assumption that light is emitted and absorbed by atoms independently, and that the thermal equilibrium is preserved by interaction with atoms. Consider a cavity in thermal equilibrium and filled with electromagnetic radiation and atoms that can emit and absorb that radiation. Thermal equilibrium requires that the energy density ρ(ν) of photons with frequency ν (which is proportional to their number density) is, on average, constant in time; hence, the rate at which photons of any particular frequency are emitted must equal the rate of absorbing them.[56]

Einstein began by postulating simple proportionality relations for the different reaction rates involved. In his model, the rate Rji for a system to absorb a photon of frequency ν and transition from a lower energy Ej to a higher energy Ei is proportional to the number Nj of atoms with energy Ej and to the energy density ρ(ν) of ambient photons with that frequency,

R_{ji} = N_{j} B_{ji} \rho(\nu) \!

where Bji is the rate constant for absorption. For the reverse process, there are two possibilities: spontaneous emission of a photon, and a return to the lower-energy state that is initiated by the interaction with a passing photon. Following Einstein's approach, the corresponding rate Rij for the emission of photons of frequency ν and transition from a higher energy Ei to a lower energy Ej is

R_{ij} = N_{i} A_{ij} + N_{i} B_{ij} \rho(\nu) \!

where Aij is the rate constant for emitting a photon spontaneously, and Bij is the rate constant for emitting it in response to ambient photons (induced or stimulated emission). In thermodynamic equilibrium, the number of atoms in state i and that of atoms in state j must, on average, be constant; hence, the rates Rji and Rij must be equal. Also, by arguments analogous to the derivation of Boltzmann statistics, the ratio of Ni and Nj is gi / gjexp(EjEi) / kT), where gi,j are the degeneracy of the state i and that of j, respectively, Ei,j their energies, k the Boltzmann constant and T the system's temperature. From this, it is readily derived that giBij = gjBji and

A_{ij} = \frac{8 \pi h \nu^{3}}{c^{3}} B_{ij}.

The A and Bs are collectively known as the Einstein coefficients.[57]

Einstein could not fully justify his rate equations, but claimed that it should be possible to calculate the coefficients Aij, Bji and Bij once physicists had obtained "mechanics and electrodynamics modified to accommodate the quantum hypothesis".[58] In fact, in 1926, Paul Dirac derived the Bij rate constants in using a semiclassical approach,[59] and, in 1927, succeeded in deriving all the rate constants from first principles within the framework of quantum theory.[60][61] Dirac's work was the foundation of quantum electrodynamics, i.e., the quantization of the electromagnetic field itself. Dirac's approach is also called second quantization or quantum field theory;[62][63][64] earlier quantum mechanical treatments only treat material particles as quantum mechanical, not the electromagnetic field.

Einstein was troubled by the fact that his theory seemed incomplete, since it did not determine the direction of a spontaneously emitted photon. A probabilistic nature of light-particle motion was first considered by Newton in his treatment of birefringence and, more generally, of the splitting of light beams at interfaces into a transmitted beam and a reflected beam. Newton hypothesized that hidden variables in the light particle determined which path it would follow.[22] Similarly, Einstein hoped for a more complete theory that would leave nothing to chance, beginning his separation[34] from quantum mechanics. Ironically, Max Born's probabilistic interpretation of the wave function[65][66] was inspired by Einstein's later work searching for a more complete theory.[67]

[edit] Second quantization

Different electromagnetic modes (such as those depicted here) can be treated as independent simple harmonic oscillators. A photon corresponds to a unit of energy E=hν in its electromagnetic mode.

In 1910, Peter Debye derived Planck's law of black-body radiation from a relatively simple assumption.[68] He correctly decomposed the electromagnetic field in a cavity into its Fourier modes, and assumed that the energy in any mode was an integer multiple of hν, where ν is the frequency of the electromagnetic mode. Planck's law of black-body radiation follows immediately as a geometric sum. However, Debye's approach failed to give the correct formula for the energy fluctuations of blackbody radiation, which were derived by Einstein in 1909.[30]

In 1925, Born, Heisenberg and Jordan reinterpreted Debye's concept in a key way.[69] As may be shown classically, the Fourier modes of the electromagnetic field—a complete set of electromagnetic plane waves indexed by their wave vector k and polarization state—are equivalent to a set of uncoupled simple harmonic oscillators. Treated quantum mechanically, the energy levels of such oscillators are known to be E = nhν, where ν is the oscillator frequency. The key new step was to identify an electromagnetic mode with energy E = nhν as a state with n photons, each of energy hν. This approach gives the correct energy fluctuation formula.

In quantum field theory, the probability of an event is computed by summing the probability amplitude (a complex number) for all possible ways in which the event can occur, as in the Feynman diagram shown here; the probability equals the square of the modulus of the total amplitude.

Dirac took this one step further.[60][61] He treated the interaction between a charge and an electromagnetic field as a small perturbation that induces transitions in the photon states, changing the numbers of photons in the modes, while conserving energy and momentum overall. Dirac was able to derive Einstein's Aij and Bij coefficients from first principles, and showed that the Bose–Einstein statistics of photons is a natural consequence of quantizing the electromagnetic field correctly (Bose's reasoning went in the opposite direction; he derived Planck's law of black body radiation by assuming BE statistics). In Dirac's time, it was not yet known that all bosons, including photons, must obey BE statistics.

Dirac's second-order perturbation theory can involve virtual photons, transient intermediate states of the electromagnetic field; the static electric and magnetic interactions are mediated by such virtual photons. In such quantum field theories, the probability amplitude of observable events is calculated by summing over all possible intermediate steps, even ones that are unphysical; hence, virtual photons are not constrained to satisfy E = pc, and may have extra polarization states; depending on the gauge used, virtual photons may have three or four polarization states, instead of the two states of real photons. Although these transient virtual photons can never be observed, they contribute measurably to the probabilities of observable events. Indeed, such second-order and higher-order perturbation calculations can give apparently infinite contributions to the sum. Such unphysical results are corrected for using the technique of renormalization. Other virtual particles may contribute to the summation as well; for example, two photons may interact indirectly through virtual electron-positron pairs.[70] In fact, such photon-photon scattering, as well as electron-photon scattering, is meant to be one of the modes of operations of the planned particle accelerator, the International Linear Collider.[71]

In modern physics notation, the quantum state of the electromagnetic field is written as a Fock state, a tensor product of the states for each electromagnetic mode

|n_{k_0}\rangle\otimes|n_{k_1}\rangle\otimes\dots\otimes|n_{k_n}\rangle\dots

where |n_{k_i}\rangle represents the state in which \, n_{k_i} photons are in the mode ki. In this notation, the creation of a new photon in mode ki (e.g., emitted from an atomic transition) is written as |n_{k_i}\rangle \rightarrow |n_{k_i}+1\rangle. This notation merely expresses the concept of Born, Heisenberg and Jordan described above, and does not add any physics.

[edit] The photon as a gauge boson

The electromagnetic field can be understood as a gauge theory, i.e., as a field that results from requiring that symmetry hold independently at every position in spacetime.[72] For the electromagnetic field, this gauge symmetry is the Abelian U(1) symmetry of a complex number, which reflects the ability to vary the phase of a complex number without affecting Observables or real valued functions made from it, such as the energy or the Lagrangian.

The quanta of an Abelian gauge field must be massless, uncharged bosons, as long as the symmetry is not broken; hence, the photon is predicted to be massless, and to have zero electric charge and integer spin. The particular form of the electromagnetic interaction specifies that the photon must have spin ±1; thus, its helicity must be \pm \hbar. These two spin components correspond to the classical concepts of right-handed and left-handed circularly polarized light. However, the transient virtual photons of quantum electrodynamics may also adopt unphysical polarization states.[72]

In the prevailing Standard Model of physics, the photon is one of four gauge bosons in the electroweak interaction; the other three are denoted W+, W and Z0 and are responsible for the weak interaction. Unlike the photon, these gauge bosons have invariant mass, owing to a mechanism that breaks their SU(2) gauge symmetry. The unification of the photon with W and Z gauge bosons in the electroweak interaction was accomplished by Sheldon Glashow, Abdus Salam and Steven Weinberg, for which they were awarded the 1979 Nobel Prize in physics.[73][74][75] Physicists continue to hypothesize grand unified theories that connect these four gauge bosons with the eight gluon gauge bosons of quantum chromodynamics; however, key predictions of these theories, such as proton decay, have not been observed experimentally.[76]

[edit] Contributions to the mass of a system

The energy of a system that emits a photon is decreased by the energy E of the photon as measured in the rest frame of the emitting system, which may result in a reduction in mass in the amount E / c2. Similarly, the mass of a system that absorbs a photon is increased by a corresponding amount. As an application, the energy balance of nuclear reactions involving photons is commonly written in terms of the masses of the nuclei involved, and terms of the form E / c2 for the gamma photons (and for other relevant energies, such as the recoil energy of nuclei).[77]

This concept is applied in key predictions of quantum electrodynamics (QED, see above). In that theory, the mass of electrons (or, more generally, leptons) is modified by including the mass contributions of virtual photons, in a technique known as renormalization. Such "radiative corrections" contribute to a number of predictions of QED, such as the magnetic dipole moment of leptons, the Lamb shift, and the hyperfine structure of bound lepton pairs, such as muonium and positronium.[78]

Since photons contribute to the stress-energy tensor, they exert a gravitational attraction on other objects, according to the theory of general relativity. Conversely, photons are themselves affected by gravity; their normally straight trajectories may be bent by warped spacetime, as in gravitational lensing, and their frequencies may be lowered by moving to a higher gravitational potential, as in the Pound-Rebka experiment. However, these effects are not specific to photons; exactly the same effects would be predicted for classical electromagnetic waves.[79]

Photons in matter

(Visible) light that travels through transparent matter does so at a lower speed than c, the speed of light in a vacuum. X-rays, on the other hand, usually have a phase velocity above c, as evidenced by total external reflection. In addition, light can also undergo scattering and absorption. There are circumstances in which heat transfer through a material is mostly radiative, involving emission and absorption of photons within it. An example would be in the core of the sun. Energy can take about a million years to reach the surface;[80]. However, this phenomenon is distinct from scattered radiation passing diffusely through matter, as it involves local equilibration between the radiation and the temperature. Thus, the time is how long it takes the energy to be transferred, not the photons themselves. Once in open space, a photon from the Sun takes only 8.3 minutes to reach Earth. The factor by which the speed of light is decreased in a material is called the refractive index of the material. In a classical wave picture, the slowing can be explained by the light inducing electric polarization in the matter, the polarized matter radiating new light, and the new light interfering with the original light wave to form a delayed wave. In a particle picture, the slowing can instead be described as a blending of the photon with quantum excitations of the matter (quasi-particles such as phonons and excitons) to form a polariton; this polariton has a nonzero effective mass, which means that it cannot travel at c.

Alternatively, photons may be viewed as always traveling at c, even in matter, but they have their phase shifted (delayed or advanced) upon interaction with atomic scatters: this modifies their wavelength and momentum, but not speed. [81] A light wave made up of these photons does travel slower than the speed of light. In this view the photons are "bare", and are scattered and phase shifted, while in the view of the preceding paragraph the photons are "dressed" by their interaction with matter, and move without scattering or phase shifting, but at a lower speed.

Light of different frequencies may travel through matter at different speeds; this is called dispersion. In some cases, it can result in extremely slow speeds of light in matter. The effects of photon interactions with other quasi-particles may be observed directly in Raman scattering and Brillouin scattering.[82]

Photons can also be absorbed by nuclei, atoms or molecules, provoking transitions between their energy levels. A classic example is the molecular transition of retinal C20H28O, which is responsible for vision, as discovered in 1958 by Nobel laureate biochemist George Wald and co-workers. The absorption provokes a cis-trans isomerization that, in combination with other such transitions, is transduced into nerve impulses. The absorption of photons can even break chemical bonds, as in the photodissociation of chlorine; this is the subject of photochemistry.[83][84] Analogously, gamma rays can in some circumstances dissociate atomic nuclei in a process called photodisintegration.

Technological applications

Photons have many applications in technology. These examples are chosen to illustrate applications of photons per se, rather than general optical devices such as lenses, etc. that could operate under a classical theory of light. The laser is an extremely important application and is discussed above under stimulated emission.

Individual photons can be detected by several methods. The classic photomultiplier tube exploits the photoelectric effect: a photon landing on a metal plate ejects an electron, initiating an ever-amplifying avalanche of electrons. Charge-coupled device chips use a similar effect in semiconductors: an incident photon generates a charge on a microscopic capacitor that can be detected. Other detectors such as Geiger counters use the ability of photons to ionize gas molecules, causing a detectable change in conductivity.[85]

Planck's energy formula E = hν is often used by engineers and chemists in design, both to compute the change in energy resulting from a photon absorption and to predict the frequency of the light emitted for a given energy transition. For example, the emission spectrum of a fluorescent light bulb can be designed using gas molecules with different electronic energy levels and adjusting the typical energy with which an electron hits the gas molecules within the bulb.[Notes 4]

Under some conditions, an energy transition can be excited by "two" photons that individually would be insufficient. This allows for higher resolution microscopy, because the sample absorbs energy only in the region where two beams of different colors overlap significantly, which can be made much smaller than the excitation volume of a single beam (see two-photon excitation microscopy). Moreover, these photons cause less damage to the sample, since they are of lower energy.[86]

In some cases, two energy transitions can be coupled so that, as one system absorbs a photon, another nearby system "steals" its energy and re-emits a photon of a different frequency. This is the basis of fluorescence resonance energy transfer, a technique that is used in molecular biology to study the interaction of suitable proteins.[87]

Several different kinds of hardware random number generator involve the detection of single photons. In one example, for each bit in the random sequence that is to be produced, a photon is sent to a beam-splitter. In such a situation, there are two possible outcomes of equal probability. The actual outcome is used to determine whether the next bit in the sequence is "0" or "1".[88][89]

Recent research

Much research has been devoted to applications of photons in the field of quantum optics. Photons seem well-suited to be elements of an extremely fast quantum computer, and the quantum entanglement of photons is a focus of research. Nonlinear optical processes are another active research area, with topics such as two-photon absorption, self-phase modulation, modulational instability and optical parametric oscillators. However, such processes generally do not require the assumption of photons per se; they may often be modeled by treating atoms as nonlinear oscillators. The nonlinear process of spontaneous parametric down conversion is often used to produce single-photon states. Finally, photons are essential in some aspects of optical communication, especially for quantum cryptography.

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